Previous essays have discussed human reasoning, language, goals, and social dynamics. Mathematics, physics, and biology were cited to explain patterns in human behavior, but little has been said about humanity’s place in nature, or about the natural world in its own right.
Just as it was useful to contrast humans as goal-oriented systems with inhuman processes in evolutionary biology and artificial intelligence, it will be useful in the coming sequences of essays to contrast humans as physical systems with inhuman processes that aren’t mind-like.
We humans are, after all, built out of inhuman parts. The world of atoms looks nothing like the world as we ordinarily think of it, and certainly looks nothing like the world’s conscious denizens as we ordinarily think of them. As Giulio Giorello put the point in an interview with Daniel Dennett: “Yes, we have a soul. But it’s made of lots of tiny robots.”[1]
Mere Reality collects seven sequences of essays on this topic. The first three introduce the question of how the human world relates to the world revealed by physics: “Lawful Truth” (on the basic links between physics and human cognition), “Reductionism 101” (on the project of scientifically explaining phenomena), and “Joy in the Merely Real” (on the emotional, personal significance of the scientific world-view). This is followed by two sequences that go into more depth on specific academic debates: “Physicalism 201” (on the hard problem of consciousness) and “Quantum Physics and Many Worlds” (on the measurement problem in physics). Finally, the sequence “Science and Rationality” and the essay A Technical Explanation of Technical Explanation tie these ideas together and relate them to scientific practice.
The discussions of consciousness and quantum physics illustrate the relevance of reductionism to present-day controversies in science and philosophy. For those interested in a bit of extra context, I’ll say a few more words about those two topics here. For those eager to skip ahead: skip ahead!
We can certainly develop better cognitive models for predicting bat behav-ior, or more fine-grained models of bat neurology—but it isn’t obvious that this would tell us what echolocation subjectively feels like, or what flying feels like, from the bat’s point of view.
Indeed, it seems as though we could never even be certain that there is anything it’s like to be a bat. Why couldn’t an unconscious automaton replicate all the overt behaviors of a conscious agent to arbitrary precision? (Philosophers call such automata “zombies,” though they have little in common with the zombies of folklore—who are quite visibly different from conscious agents!)
A race of alien psychologists would run into the same problem in trying to model human consciousness. They might arrive at a perfect predictive model of what we say and do when we see a red rose, but that wouldn’t mean that the aliens fully understand what redness feels like “from the inside.”
Running with examples like these, philosophers like Thomas Nagel and David Chalmers have argued that third-person cognitive and neural models can never fully capture first-person consciousness.[2,3] No matter how much we know about a physical system, it is always logically possible, on this view, that the system has no first-person experiences. Traditional dualism, with its immaterial souls freely floating around violating physical laws, may be false; but Chalmers insists on a weaker thesis, that consciousness is a “further fact” not fully explainable by the physical facts.
A number of philosophers and scientists have found this line of reasoning persuasive.[4] If we feel this argument’s intuitive force, should we grant its conclusion and ditch physicalism?
We certainly shouldn’t reject it just because it sounds strange or feels vaguely unscientific. But how does the argument stand up to a technical understanding of how explanation and belief work? Are there any hints we can take from the history of science, or from our understanding of the physical mechanisms underlying evidence? “Physicalism 201” will return to this question.
Quantum mechanics is our best mathematical model of the universe to date, powerfully confirmed by a century of tests. The theory posits a complex- numbered “probability amplitude,” so called because a specific operation (squaring the number’s absolute value—the Born rule) lets us probabilistically predict phenomena at small scales and extreme energy levels. This amplitude changes deterministically in accord with the Schrödinger equation. In the process, it often enters odd states called “superpositions.”
Yet when we perform experiments, the superpositions seem to vanish without a trace. When we aren’t looking, the Schrödinger equation appears to capture everything there is to know about the dynamics of physical systems. When we are looking, though, this clean determinism is replaced by Born’s probabilistic rule. It’s as though the ordinary laws of physics are suddenly suspended whenever we make “observations.” As John Stewart Bell put the point:
It would seem that the theory is exclusively concerned about “results of measurements” and has nothing to say about anything else. What exactly qualifies some physical systems to play the role of the “measurer”? Was the wavefunction of the world waiting to jump for thousands of millions of years until a single-celled living creature appeared? Or did it have to wait a little longer, for some better qualified system . . . with a PhD?
Everyone agrees that this strange mix of Schrödinger and Born’s rules has proved empirically adequate. However, the question of exactly when Born’s rule enters the mix, and what it all means, has produced a chaos of different views on the nature of quantum mechanics.
Early on, the Copenhagen school—Niels Bohr and other originators of quantum theory—splintered into several standard ways of talking about the experimental results and the odd formalism used to predict them. Some, taking the theory’s focus on “measurements” and “observations” quite literally, proposed that consciousness plays a fundamental role in physical law, intervening to cause complex amplitudes to “collapse” into observables. Others, led by Werner Heisenberg, advocated a non-realistic view according to which physics is about our states of knowledge rather than about any objective reality. Yet another Copenhagen tradition, summed up in the slogan “shut up and calculate,” warned against metaphysical speculation of all kinds.
Yudkowsky uses this scientific controversy as a proving ground for some central ideas from previous sequences: map-territory distinctions, mysterious answers, Bayesianism, and Occam’s Razor. Since he is not a physicist—and neither am I—I’ll provide some outside sources here for readers who want to vet his arguments or learn more about his physics examples.
Tegmark’s Our Mathematical Universe discusses a number of relevant ideas in philosophy and physics.[5] Among Tegmark’s more novel ideas is his argument that all consistent mathematical structures exist, including worlds with physical laws and boundary conditions entirely unlike our own. He distinguishes these Tegmark worlds from multiverses in more scientifically mainstream hypotheses—e.g., worlds in stochastic eternal inflationary models of the Big Bang and in Hugh Everett’s many-worlds interpretation of quantum physics.
Yudkowsky discusses many-worlds interpretations at greater length, as a response to the Copenhagen interpretations of quantum mechanics. Many-worlds has become very popular in recent decades among physicists, especially cosmologists. However, a number of physicists continue to reject it or maintain agnosticism. For a (mostly) philosophically mainstream introduction to this debate, see Albert’s Quantum Mechanics and Experience.[6] See also the Stanford Encyclopedia of Philosophy’s introduction to “Measurement in Quantum Theory,”[7] and their introduction to several of the views associated with “many worlds” in “Everett’s Relative-State Formulation”[8] and “Many-Worlds Interpretation.”[9]
On the less theoretical side, Epstein’s Thinking Physics is a great text fortraining physical intuitions.[10] It’s worth keeping in mind that just as one can understand most of cognitive science without understanding the nature of subjective awareness, one can understand most of physics without having a settled view of the ultimate nature (and size!) of the physical world.
1. Daniel C. Dennett, Freedom Evolves (Viking Books, 2003).
2. David J. Chalmers, The Conscious Mind: In Search of a Fundamental Theory (New York: OxfordUniversity Press, 1996).
3. Thomas Nagel, “What Is It Like to Be a Bat?,” Philosophical Review 83, no. 4 (1974): 435–450, http://www.jstor.org/stable/2183914.
4. In a survey of Anglophone professional philosophers, 56.5% endorsed physicalism, 27.1% endorsed anti-physicalism, and 16.4% endorsed other views (e.g., “I don’t know”).[11] Most philosophers reject the metaphysical possibility of Chalmers’s “zombies,” but there is no consensus about why, exactly, Chalmers’s zombie argument fails. Kirk summarizes contemporary positions on phenomenal consciousness, giving arguments that resemble Yudkowsky’s against the possibility of knowing or referring to irreducible qualia.[12]
5. Max Tegmark, Our Mathematical Universe: My Quest for the Ultimate Nature of Reality (Random House LLC, 2014).
6. David Z. Albert, Quantum Mechanics and Experience (Harvard University Press, 1994).
7. Henry Krips, “Measurement in Quantum Theory,” in The Stanford Encyclopedia of Philosophy, Fall 2013, ed. Edward N. Zalta.
8. Jeffrey Barrett, Everett’s Relative-State Formulation of Quantum Mechanics, ed. Edward N. Zalta, http://plato.stanford.edu/archives/fall2008/entries/qm- everett/.
9. Lev Vaidman, “Many-Worlds Interpretation of Quantum Mechanics,” in The Stanford Encyclopediaof Philosophy, Fall 2008, ed. Edward N. Zalta. 838
10. Lewis Carroll Epstein, Thinking Physics: Understandable Practical Reality, 3rd Edition (Insight Press, 2009).
11. David Bourget and David J. Chalmers, “What Do Philosophers Believe?,” Philosophical Studies (2013): 1–36.
12. Robert Kirk, Mind and Body (McGill-Queen’s University Press, 2003).