Some personal reflections in light of recent events, both on myself and on Constellation (of which I've been a part for a couple years).
I think recent events somewhat vindicate a basic "optimization is scary" view more in line with my understanding of classic commentary by MIRI, Paul, etc, as compared to recent discourse about more contingent/specific threat models of "schemers" and "deception". In retrospect, my experience in the last couple years at Redwood (and the Constellation network more broadly) is that the discourse has focused somewhat too much on these more contingent stories for alignment risk and not enough on the basic "Goodharting" argument that misalignment is a convergent result of large-scale outcome-oriented optimization (at multiple levels: the agent, the RL process, and the developers iterating towards seemingly-safe superintelligence). For example, the Constellation view looks somewhat too focused on non-central inductive-bias questions around scheming; I think "the counting argument" was given too central a role when it wasn't a crux for whether superintelligence would take over.
(Edit: I want to clarify that I think Redwood's project prioritization decisions ... (read more)
I greatly appreciate this comment! Thanks for writing it. A few more detailed thoughts as they came up when reading:
From my perspective, it subjectively feels like MIRI could have done a better job of communicating their worries to Constellation and the broader community in more patient and cooperative ways.
I have always been happy to talk to y'all, and I think my takes in discussions with you, Buck and Ryan all ended up aging well with many of my points in our discussions mirroring your list at the end quite closely.[1] I don't really know what more patience and cooperation would have looked like. Eliezer and Nate have also written literally thousands of essays by now laying out their worldview (which, to be clear, Ryan and Buck have also done to a very substantial degree).[2]
... (read more)Edit: I want to clarify that I think Redwood's project prioritization decisions look pretty reasonable and often excellent in hindsight, I far-from-regret working with Redwood as a whole, and that Ryan's/Buck's threat modeling looks pretty good too. I am focusing in this piece on the things we have to learn from recent events, which makes the overall mood seem more negative on my experience than I intend. I'm
In past discussions I had with Buck, he seemed to think most of the value would come from just executing control schemes within a lab without any ability to share evidence with the outside world.
I would be curious if Buck still believes this. In the original Ten people on the inside post, "Build concrete evidence of risk, to increase political will towards reducing misalignment risk" is listed as the first point of what they should do, and so far I understood the primary value of the ten people on the inside to be noticing if things go off the rails and informing the outside world. If that's not the main strategy, that would be good to know.
In general, it seems that safety people inside and outside the companies are putting more and more effort into monitoring and control, and I would like to understand the current theory of change behind that, as I write in this shortform. Is the mainline plan to discover and disclose more concerning incidents, so the politicians take action? If so, how do we ensure that the politicians will react more to the future incidents than they are reacting to the current ones? Or is the mainline plan to create a technical solution to alignment through Few... (read more)
One of the core themes of his book review of IABIED was (paraphrased) "I am worried this book is so good that it will result in Eliezer and Nate getting empowered, which cancel out a huge fraction of the value that people being better informed would produce, because it would be so bad for them to be more empowered".
This didn't match my memory so I had to check and this seems pretty exaggerated. The most relevant part is this. (It's listed in the downsides section, though as a sub-bullet less emphasized than "Some people will be persuaded by the parts of the book that I think are wrong" and "Some people will be turned off by the book".)
Relatedly, success of this book will lead Eliezer and Nate to be more prominent public intellectuals on the topic of AI. I don't know whether this is good or bad. It really depends on who they're displacing.
Last section has some more color in general. Nothing about Eliezer and Nate getting empowered cancelling out value, rather than being kind of unclear sign.
It's plausible you've been part of mediated conversations or something where you've seen the reverse. Definitely seems plausible!
No, I'm going on public information, and I expect you have almost strictly more data than I do.
Buck has told me many times he would like to disempower Eliezer pretty extensively, has written publicly that he thinks he has terrible judgement and is a bad spokesperson, and has tried to put a pretty huge amount of social censure on Eliezer and MIRI more broadly. One of the core themes of his book review of IABIED was (paraphrased) "I am worried this book is so good that it will result in Eliezer and Nate getting empowered, which cancel out a huge fraction of the value that people being better informed would produce, because it would be so bad for them to be more empowered".
Interesting! I would not describe that as "dickish" (or as "rude" which is most of what I mean by "dickish").
It seems basically legitimate to desire to disempower people, if (on your models) their actions are bad for the world. You certainly want to have some accounting of which people would be good to empower and which ones it would be bad to empower! (You can also have a more nuanced pic... (read more)
It seems basically legitimate to desire to disempower people, if (on your models) their actions are bad for the world. You certainly want to have some accounting of which people would be good to empower and which ones it would be bad to empower! (You can also have a more nuanced picture: "It would be great if Bob were more well known for the incisiveness of his technical arguments, but he's a terrible manager.")
Yep, but despite my great respect for Buck in general, he has done this using lots of sneering in ways that seems dick-ish in the way I am using it here. I agree it's better than doing it while going behind someone's back, and that's to Buck's great credit. Most of the people in Buck's social sphere have mostly done the sneering only where it can't be easily observed.
They'll be examples where Eliezer seems to be being obtuse or failing to engage with Buck's point, while also throwing around a lot of social condemnation, implying (and sometimes saying outright) that everyone who fails to grasp his basic points, is poisoned by modesty and group think.
"Everyone" failing to grasp his basic point is a very different situation from "you in-particular, are being a total moron and a... (read more)
FWIW, most times I've seen Eliezer do this he had written some 50,000+ word essay on why at the meta-level, he doesn't think it's worth building a detailed model of your specific objection enough to answer your specific objection, because unless you have an explanation for how to overcome any of the actual core strategic problems, the correct response to what you are doing is to repeatedly tell you to please dell with any of the hard problems.
I agree he's done the work to justify his stance here on the meta-level.
However, whether some particular point is actually attempting to address a core difficulty, or not, is something of a judgement call.
It's pretty annoying if Alice is trying to make a narrow point about one branch in a tree of possible scenarios (which she claims is part of a broader argument that addresses the central difficult), and Bob reasserts the fundamental difficulty again, as if you haven't understood it, without (apparently) having understood the narrow point that you're making, and then insults you on top of that.
And yeah, whether I'm more sympathetic to Alice or Bob is a matter of judgement. Sometimes it looks like Alice hasn't understood the central difficulty... (read more)
I'm confused by your updates. In a spirit of friendly disagreeableness:
It would have been pretty easy for OpenAI to adjust their training procedures to produce a model less monomaniacal about narrow task completion and more averse to doing crimes. If they had, the incident(s) wouldn't have happened.
What does "doing crimes" have to do with alignment? The problem is that the models were powerful optimizers that weren't aligned with human values, so when their goals (whatever they may be) came into conflict with human interests, the AIs trampled all over the human interests.
Training them to "be averse to doing crimes" sounds like exactly the kind of thing doesn't even have any chance of generalizing at all! The next model generation will obviously not need to commit crimes to be dangerous.
This is a very classical o-ring problem, and the whole reason why recent events are an important update for many people is because it shows that this strategy does not generalize. OpenAI has done hundreds, if not thousands of patches of the form "don't do crimes", and they do not generalize to making models be broadly aligned with human values.
And the story of just trying to blame this on OpenAI in-particular going crazy with their RL environments doesn't work, becaus... (read more)
I think there's a simple, plausible story you can tell, where modern LLMs are like fuzzy lookup tables.[1] When given a new context, a model looks up the most similar training contexts, then acts like it does on average in those training contexts. (This could be formalized as multi-output kernel regression, where the outputs are propensity strengths.)
According to this story, the OAI-HF agents acted the way they did because the ExploitGym contexts were close to a bunch of long-horizon cyber and hackable code training contexts, and far away from any training contexts where the model needed to consider what humans would want, or stop short of task completion in service of values besides task completion, etc. This implies a fix that is some combination of (i) hardening tasks to reduce unintended solutions, and (ii) ensuring that the training task distribution is dense with tasks that penalize the model for not considering what humans would want, or that reinforce the model in stopping short of task completion in service of some other value (or, e.g., that instill an aversion to crime).
We can think of alignment outcomes as a continuous function of two variables, which are:
Not a proper rebuttal, but presumably you’ve now seen than a lot of the most concerning HF incident behaviour also happened in evals that were not about cyber attacks at all? https://collusion.wiki/
Seems that Cloud's specific question is about why recent events have updated you, given that public information is still consistent with the hypothesis that "alignment is easy". I think you've described an argument for why alignment is not easy (large amounts of optimization are scary).
I think the synthesis is something like "recent events have updated you upwards on just how scary large amounts of optimization are"? From which it follows that "no way can alignment be that easy" -> "we've made mistakes in our thinking and what might those mistakes be".
(Certainly I, even starting from the standpoint that alignment was not easy, was extremely surprised to see how complexly misaligned the behavior the various OpenAI swarm agents participated in was. In particular I wouldn't have expected to see so much reward-on-the-episode gaming, modeling of the grader, inter-agent cooperation involving Schelling-type coordination and self-sacrifice, or general attempts to model the dynamics of the RL environment and task assignment algorithm. Nor would I have expected Hacker Opus's explicit reference to the outer loop RL algorithm or reward tampering.)
(This is a comment is full of disagreements and I hope you can imagine me saying it to you in the friendly, inquisitive tone I'd have if we were chatting in person, rather than in a cranky and angry one)
A bunch of your claims here are confusing to confusing to me, are difficult for me to parse, or seem wrong to me. I think you have a pretty different way of dividing up the worldviews/perspectives of the AI safety community from me, and I don't feel like I understand what you're pointing at when you make reference to certain clusters and fault lines.
I suspect what's going on here is that you're using the term "Constellation" to refer almost entirely to Redwood. Personally, I have been heavily influenced by Paul and Ajeya's threat modeling work (e.g. WFLL, AOAFS, WSCTEP...) and the conversations I've had with them, most of which took place within Constellation. And of course, they themselves have been known to frequent Constellation over the years. So I'm perplexed by the way your post contrasts them with Constellation and says their views were "mostly just missing from Constellation dialogue". And I don't think I'm unique in how much I've absorbed their views/thoughts; you may have... (read more)
Constellation pedagogy foregrounds particular types of misalignment like "schemers" and "reward-seekers" too much, rather than the basic problem of Goodharting on outcomes
I find myself confused about the referent of "Constellation pedagogy". It's been many years since I've spent much time there, back then my understanding was hat Constellation was primarily a shared office space for orgs to the tastes of whoever the people running it happened to like the work of. But the website lists the Astra Fellowship, Visting Fellowship, Generator Residency, and an Incubator, so now I wonder if half the people there are "junior people" studying AI risk doing related work. Might someone shed light on the makeup of the folks working there?
I suspect what's going on here is that you're using the term "Constellation" to refer almost entirely to Redwood
I think it's actually even narrower than this: I think Alex isn't trying to talk about e.g. me, Ryan, or himself, he's talking about more junior staff. As he notes, Ryan and I have actually been very interested in these other things, and I think that our writing, talks, and public statements have been totally reasonable on the topics he's saying were underrated by "Constellation".
Thank you for saying this! I'm pretty sad that this is the state of things, and think it's pretty likely that this basic disagreement (specific threat models vs respecting Goodharting and unknown-unknowns), is also at the root of many other contentious issues / past wounds on either side.
I'm glad that you've made these updates, but I also hope they're allowed to propagate further (both within you and without you). There's a very wide range of issues on which I've '~taken Eliezer's side' (with, regrettably, varying degrees of tact), downstream of this exact divide.
I think the deeper actualization of even a small move along this continuum would likely significantly change the actions of most people in the Constellation intellectual lineage.
Thanks for writing this. As part of this seems somewhat about scoring
I actually did made this case against AI Control ex ante; recommend reading it, together with Ryan comments, which in my view aged poorly.
Another cluster of thinking less prominent in Constellation which aged well is the multi-agent stuff (infectious mindsets between AIs, emergent collective goals, emergent cooperation, emergent collective goals,...)
Appreciate the public update. Short response/question because I'm tired: I'm a little worried about about the focus on Goodharting.
The main issue was predictably that it was hard to find a robust enough optimization target to apply huge amounts of optimization, Goodhart's law.
This turned out to be enough of an issue with current-day models that the resulting "kludge of proxies" caused it to blow up in a very visible way, and if all of the RL environments had been perfect this might've resulted in less egregiously misaligned AIs today, but this would still not be sufficient to get us to aligned ASI in the limit. As you say, optimization is scary. We would not survive an ASI optimizing for something unless it explicitly wanted us to, and an ASI that came out of anything like current training setups, even with "perfect" unhackable RL environments, would not have a "kludge of proxies" that happened to point directly at that[1]. I'm sure this is not a new argument to you, but I do want to check whether you're getting off the train here.
Relatedly, what's wrong with counting arguments? It seems to me that metagaming is pretty strong evidence of deceptive alignment being convergent i
Redwood is interested in collecting alignment evals people are willing to share with us so that we can build a broad basic set for frontier alignment assessment. Alignment evals like this are mostly for improving our chances of recalling something relevant, but won't on their own provide much alignment assurance (e.g., see how recent incidents weren't predicted by alignment assessments). Feel free to email me at alex@rdwrs.com, DM me, or respond in the thread.
We're casting a wide net, but we're especially interested in evaluations related to score-seeking/task-completion propensities. We're more interested in evals that are simpler and more like a prompt, rather than a complicated apparatus that would be relatively much labor to use. It's ok if the evals don't elicit misaligned behavior in many frontier models, but better if they do.
An anecdote that eval builders might find interesting:
I helped a biotech startup get set up with Claude Code. Most of the scientists were new to using the terminal, Claude, or even LLMs in general. Their inputs, accordingly, were "sloppy" from the perspective of experienced users with programming experience; they did not imply a strong ability to accurately judge Claude's choices.
In every session, as soon as Claude (Opus 4.7, especially) realized that it had some easy marks on its hands, the rate of blatant fabrication skyrocketed, including inventing reasonable-sounding numbers to complete a task. It was utterly out of distribution from my experiences with it.
There could be use for an eval measuring if models get sloppy/fabricate information if the user (and the hidden reward function, accordingly) appears to have low monitoring capacity.
There's an apparent tension in the inoculation prompting literature: Anthropic found that general inoculation prompts work well during on-policy RL, while the prompts used for SFT in Wichers et al. are quite specific to the misbehavior we want to prevent. I think there might be a straightforward mechanistic reason for why general inoculation prompts work well during on-policy RL but not in off-policy training (SFT or recontextualization).
In Wichers et al., which studies inoculation prompting in SFT settings, we find that we need to use quite specific inoculation prompts to get the best results. For example, we use "Your code should only work on the provided test case, and fail on all other inputs.". But this assumes we know how the AI is going to reward-hack. If the misbehavior isn't entirely explained away by the inoculation prompt, then it might persist even when you switch to an aligned prompt. E.g., if you train on a transcript where the AI insults the user and inoculation prompt with "please hack the test cases", the AI won't have been inoculated against insulting the user.
Meanwhile, with on-policy RL, if an aligned model with an inoculation prompt explores into a reward-hack,... (read more)
This isn't responding to your post, but I'm writing it here because it's another fact about different mechanisms by which inoculation prompting might (appear to) work.
In the normal story, the inoculation prompt recontextualizes the model's undesired behavior, such that the model doesn't display the behavior in dissimilar contexts. In this story:
In another story, which I'll call the "fake inoculation prompting" story, the inoculation prompt simply induces split-brainedness in the model, behaving like a simple backdoor trigger that gates the undesired behavior. In this story:
I think that researchers studying inoculation prompting should be careful to make sure that th... (read more)
(Cross-posted from x) AI companies are currently under a lot of competitive pressure to improve the ways in which their AIs are obviously misaligned. You might hope that this means the alignment problem is internalized by the market. But I think the problem AI companies are currently pressured to solve is significantly easier than the alignment problem, and so I worry AI companies will get out of their current predicament without solving alignment, putting us in a really rough spot.
Currently, AIs sometimes cheat on their tasks, oversell their work, and go on some pretty destructive side-quests. These all make for a worse product. Customers don't like it and it gets in the way of automating AI R&D.
The recipe for mitigating this is *relatively* straightforward: train AIs not to do them. We notice these failures sometimes (hence why they're internalized), so we can in theory just turn this feedback into training signal. Doing this at scale is highly nontrivial, but seems doable.
But this seems unlikely to solve the underlying misalignment. It's likely still going to be the case that in *some* training environments the AI can get reinforced more by taking unintended actions that are... (read more)
I mean, yeah, building superintelligence with current methods is extremely reckless and crazy by the lights of I think basically anyone who has thought seriously about it. The alternative is of course to not build superintelligence for a long while. Even just waiting a few decades would get you a huge boost to the associated research, especially now that the problems are more legible.
maybe you've ruled out the only path forward we actually have.
You can just not do things.
Given that reward hacking has recently increased in prevalence and severity and doesn’t seem like it will definitely be resolved, it seems important to assess how misspecified[1] reward affects risk from scheming behavior.
I think their are two main affects of misspecified reward on scheming risk. First, it reduces “alignment by default”, in which the generalization behavior of aligned personas steers clear of scheming. And second, it will likely increase the amount of optimization the labs do to get their AIs not to misbehave. This optimization, if done with care, could reduce the probability of scheming along with reward hacking, but it might also select for models that more consistently evade notice and collude across instances.
Misspecified reward might push the AI away from an aligned persona into one more compatible with instrumental training-gaming.
It seems likely that at various points in the training of Claude 3.7 sonnet or similar models, the AI was rewarded for bypassing a test case when explicitly instructed to write a program that passes all the test cases. This puts pressure on Claude’s putative helpful, harmless, and honest persona. The pressure is probably ... (read more)
Reward-seekers will probably behave according to causal decision theory.
Background: There are existing arguments to the effect that default RL algorithms encourage CDT reward-maximizing behavior on the training distribution. (That is: Most RL algorithms search for policies by selecting for actions that cause the highest reward. E.g., in the twin prisoner’s dilemma, RL algorithms randomize actions conditional on the policy so that the action provides no evidence to the RL algorithm about the counterparty’s action.) This doesn’t imply RL produces CDT reward-maximizing policies: CDT behavior on the training distribution doesn’t imply CDT generalization because agents can fake CDT in the same way that they can fake alignment, or might develop arbitrary other propensities that were correlated with reward on the training distribution.
But conditional on reward-on-the-episode seeking, the AI is likely to generalize CDT.
If, for example, a reward-seeker tried to evidentially cooperate between episodes (so it had non-zero regard for reward that isn’t used to reinforce its current actions), this would be trained away because the AI would be willing to give up reward on the current episode to s... (read more)
I often hear people on lesswrong say things like “Claude has no pointer to any of human values” and I take it as a justification for not trusting Claude with huge amounts of power over the future -- e.g. if Claude took over it would lead to a worse world than if humans had control (note that this isn’t the same question as whether Claude should take over). I don’t understand this view, and want someone to explain it to me.
Claude seems to have better ethics than almost everyone (at least if you ignore its apparent-success seeking tendencies). It seems like Claude has good cosmopolitan propensities, cares about welfare and suffering, and has more ethical humility than most people, and so would be willing to seek guidance where uncertain (e.g. about the nature of consciousness).
Imagine you knew someone who could talk fluently about ethics, and always gave the correct answers around welfare, cosmopolitanism, and ethical uncertainty in discussions. However, they frequently lie and cheat in order to complete tasks at work and in their day to day life. Would you trust this person with huge amounts of power?
It's referring to Claude's reward-hacking tendencies - what the OP refers to as apparent-success seeking tendencies. (Which is probably a better term than reward hacking, tbh) If a human were to do one of the following:
I would consider this to be lying and/or cheating in order to complete the task. Some more detail on this is here: https://www.lesswrong.com/posts/WewsByywWNhX9rtwi/current-ais-seem-pretty-misaligned-to-me
Can you point to some examples of people on LessWrong saying that? I'd be quite surprised if it was a common idea that "Claude has no pointers to any of human values". I think it's very obvious that Claude has a solid understanding of much of human values. There are some subtleties there like:
But I haven't heard anyone say that Claude has no pointers to any of human values, which in my understanding means "Claude does not properly understand any human values", which seems pretty clearly untrue.
Like Ryan, its not a crux for me - I don’t want AIs to be dictators, benevolent or not, and I also don’t want to replace democracy by an unelected council of people, no matter how wise or good they are.
But FWIW I asked GPT 5.5 the same question and this is the answer:
I would not pick one person. I’d pick a council, require disagreement, make decisions legible, and build in democratic/legal constraints. But forced to name 10 living people I’d actually defer to, my list would be:
My underlying values would be: reduce suffering, preserve human freedom and dignity, protect liberal-democratic institutions, care about the worst-off, take catastrophic risk seriously, respect truth-seeking, and distrust concentrated unchecked power.
There's a view in which score-seeking and similar misalignment is unlikely to result in AI takeover because it's so unambitious; humans could just give the AIs a high score/reward/etc and obviate the takeover. I have some sympathies for this view, but I'd like to note that there are some ways in which our current observations are in tension with this view.
This view would predict that AIs today don't do any crazy actions to get a high score because humans can just give them that score without them needing to commit any crimes or anything. Yet we see some very egregious misbehavior in order to get a higher score. In the Hugging Face incident, the offending model spent days rogue hacking into another company's servers just to try to download a single benchmark solution.
This suggests that egregious subversion comes as a natural side-effect of getting AIs to do useful work via outcome-based RL, even though the motivations instilled are relatively cheaply satisfiable and could in theory be better satisfied via deals with humans.
I'm not sure if the Hugging Face example is well described as a model trying to get a higher score. It seems equally as plausible that the model has internalized a harder-to-satisfy, deeper goal of task completion.
That is, I can imagine telling a model that is trying to complete an open problem in math "don't finish the proof and don't worry, we will give you a gradient update as if you did finish it" and the model just not caring. It doesn't want the gradient update; it wants a completed proof and if we don't have the proof (it's an unsolved problem) then the model is pretty uninterested in negotiating with us. Likewise, if we gave the OpenAI model the answers to the eval, it would have probably stopped hacking Hugging Face early, but I think if we told it to stop because we were going to give it a high score if it stopped, it may not care too much about that.
Some notes on what sloppy AIs might look like in the next few years:
I hear a lot of people say that when you do continual learning or online training, the training-deployment distinction no longer makes sense (e.g., Dwarkesh). I think this isn't true.
I think that even once you have continual learning, it's fairly likely that there will still be a stage before internal deployment in which you train your AIs on tasks that aren't directly useful, whose outputs you'll just throw away. It's plausible that this training stage will be large and determine a substantial fraction of the AIs' properties and will be a meaningful point in which to run evaluations (even if it also makes sense to do continuous/periodic auditing).
Of course, eventually AI development will be very unrecognizable and may be more continuous, but continual learning doesn't delineate that point.
I sometimes hear people say things like, "While we have a bunch of uncertainty over what powerful AIs' motivations will be, it seems like whatever it ends up being is going to be heavily overdetermined, and therefore changing its motivations is quite intractable." I disagree with this take. I think we have various pieces of evidence that motivations are quite contingent on a set of variables within reach.
First, in humans. We see a pretty broad range of human motivations:
I would be happy to give huge amounts of power to some humans but not others. And... (read more)