On X/twitter Jerry Wei (Anthropic employee working on misuse/safeguards) wrote something about why Anthropic ended up thinking that training data filtering isn't that useful for CBRN misuse countermeasures:
An idea that sometimes comes up for preventing AI misuse is filtering pre-training data so that the AI model simply doesn't know much about some key dangerous topic. At Anthropic, where we care a lot about reducing risk of misuse, we looked into this approach for chemical and biological weapons production, but we didn’t think it was the right fit. Here's why.
I'll first acknowledge a potential strength of this approach. If models simply didn't know much about dangerous topics, we wouldn't have to worry about people jailbreaking them or stealing model weights—they just wouldn't be able to help with dangerous topics at all. This is an appealing property that's hard to get with other safety approaches.
However, we found that filtering out only very specific information (e.g., information directly related to chemical and biological weapons) had relatively small effects on AI capabilities in these domains. We expect this to become even more of an issue as AIs increasingly use tools to do their own research rather than rely on their learned knowledge (we tried to filter this kind of data as well, but it wasn't enough assurance against misuse). Broader filtering also had mixed results on effectiveness. We could have made more progress here with more research effort, but it likely would have required removing a very broad set of biology and chemistry knowledge from pretraining, making models much less useful for science (it’s not clear to us that the reduced risk from chemical and biological weapons outweigh the benefits of models helping with beneficial life-sciences work).
Bottom line—filtering out enough pretraining data to make AI models truly unhelpful at relevant topics in chemistry and biology could have huge costs for their usefulness, and the approach could also be brittle as models' ability to do their own research improves.^ Instead, we think that our Constitutional Classifiers approach provides high levels of defense against misuse while being much more adaptable across threat models and easy to update against new jailbreaking attacks.
^The cost-benefit tradeoff could look pretty different for other misuse threats or misalignment threats though, so I wouldn't rule out pre-training filtering for things like papers on AI control or areas that have little-to-no dual-use information.
Anthropic already applied some CBRN filtering to Opus 4, with the intent to bring it below Anthropic's ASL-3 CBRN threshold, but the model did not end up conclusively below that threshold. Anthropic looked into whether they could bring more capable future models below the ALS-3 Bio threshold using pretraining data filtering, and determined that it would require filtering out too much biology and chemistry knowledge. Jerry's comment is about nerfing the model to below the ASL-3 threshold even with tool use, which is a very low bar compared to frontier model capabilities. This doesn't necessarily apply to sabotage or ability to circumvent monitoring, which depends on un-scaffolded capabilities.
I don't buy that this is strictly possible. MMLU knowledge, fit well enough, requires inventing the universe. that said, it may be effectively possible - I wouldn't be surprised to find that, eg, input features and output features are mostly not exchangeable, and that it's disproportionately harder to invent-by-CoT things where the entire pattern is missing from the native output feature space.
Ultimately, the preexisting dangerous technologies we'd rather models don't use even when they seem otherwise relevant, are ones that could in principle be re-derived; humans did that once. Presumably the same is true for the novel, catastrophically-dangerous technologies we're most concerned to avoid.
So even without tool use, a sufficiently intelligent model could reason from first principles, as long as it understands how to do that. And then it's up to that model to simply not help anyone produce technologies that have some sufficiently-dangerous properties.
2Cleo Nardo
I suspect "fit well enough" doesn't track anything in reality.